Appropriateness questionnaire

• Shares that are not traded on regulated markets, multilateral trading facilities, organised trading facilities or similar trading facilities outside the EU.
• Preference shares that embed a derivative, convertible shares and similar instruments.
• Special purpose acquisition companies (SPACs).

• Real estate funds
• Private equity funds
• Hedge funds
• Venture capital funds
• Funds with other unusual underlying

that are established either:

• as a structured UCITS under UCITS Directive (including leveraged or inverse exchange-traded funds),
• as an alternative investment fund under Alternative Investment Funds Management Directive (AIFMD),
• in another format recognized outside the EU.

Bonds and money-market instruments of the following type:

• Convertible and exchangeable bonds, indexed bonds and turbo certificates, contingent convertible bonds, callable or puttable bonds, credit-linked notes;
• Bonds and money market instruments which return is dependent on the performance of an asset pool, that are subordinated, where issuer can modify cash flows, that have no maturity date, that have unusual or unfamiliar underlying, that have complex return calculation methodology, where the principal may not be fully repaid or may be bailed-in, that have conditional or complex guarantee mechanism; that have leverage features;
• Bonds that are not traded on regulated markets, multilateral trading facilities, organised trading facilities or similar trading facilities outside the EU;
• Exchange-traded notes (ETNs);
• Exchange-traded commodities (ETCs).

• Forwards - customized bilateral agreement to exchange an asset or cash flows at a specified future settlement date at a (forward) price agreed on the trade date that have foreign exchange as underlying.
• Swaps - bilateral agreements to exchange cash flows at specified intervals (payment dates) during the agreed-upon life of the transaction (maturity or tenor) that have foreign exchange as underlying.

• Bonds that are traded on regulated markets, multilateral trading facilities or similar trading facilities outside the EU.
• Instruments such as treasury bills, certificates of deposit or commercial papers that are usually traded on money market if such instruments have a value that can be determined at any time, if such instruments are not derivatives and if such instruments have a maturity of 397 days or less at issuance.